Effective date on 1 January 2023 (The Following Fees & Charges is applicable to RMB Products)
General Transactions
Items
Charges
Min.∕Max. Charges
Basic Commission
0.25% on gross consideration
0.25% on gross consideration of RMB Products
(For large amount turnover, be determined and agreed with customer)
Min.HK$/RMB100.00
Stamp Duty
0.13% on gross consideration (rounded up to the nearest dollar)
RMB products: gross consideration x exchange rate x stamp duty / exchange rate
N/A
CCASS Settlement Fee
0.004% on gross consideration* (including RMB products)
Min. HK$/RMB3.00
Max.HK$/RMB100.00
SFC Transaction Levy
0.0027% on gross consideration (including RMB products)
N/A
HKEX Trading Fee
0.00565% on gross consideration (including RMB products)
N/A
FRC Trading Fee
0.00015% on gross consideration* (including RMB products)
N/A
Italian Financial Transaction Tax (buy side only) (collected by Italian Government) effective day 1st March 2013
0.2% on the net increase of settlement amount (Based on daily net increase of customer’s beneficial holding of the same share on each settlement day times weighted average purchase price) *applicable to company listed in HKEx with market capitalization over Euro 50M
N/A
Shanghai Shenzhen Stocks Trading Costs
Items
Charges
Min.∕Max. Charges
Basic Commission
0.25% on gross consideration
(or determined and agreed with customer)
Min./RMB100.00
Handling Fee
0.00487% on gross consideration (Shanghai Shenzhen Stock Exchange)
N/A
SEC Charges
0.002% on gross consideration (China Securities Regulatory)
N/A
Transfer Fee
0.004% on Par Value (ChinaClear 0.002% & Hong Kong Clear 0.002%)
N/A
Stamp Duty
0.1% on gross consideration Only sellers ( State Administration of Taxation)
N/A
Nominee Services
Items
Charges
Min.∕Max. Charges
Transfer Deed
HK$5.00 for each transfer deed (including RMB products)
RMB products: each transfer deed / exchange rate
N/A
Physical Stock Withdrawal
HK$5.00 per broad lot* (including RMB products)
Min. HK$5.00
Physical Stock Registration Fee
HK$5.00 per shares certificate* (including RMB products)
HK$200.00 per each Registrar (including RMB products)
Min. HK$200.00
CCASS Registration Fee
HK$1.5 per broad lot (including RMB products)
Min.
HK$1.50
Cash / Scrip Dividend Collection Fee
HK$1.50 per broad lot (including RMB products)
0.50% of cash dividend collection fee* (including RMB products)
HK$/RMB20.00 handling changes
RMB products: dividend amount x exchange rate x dividend collection fee
N/A
Dividend / Bonus Claim Fee
0.50% dividend collection fee* (including RMB products)
HK$/RMB200.00 handling charges (does not include CCASS handling charges)
RMB products: dividend amount x exchange rate x dividend collection fee
N/A
Rights/Warrant/Covered Warrant Subscriptions
HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB20.00 handling charges
N/A
Special / Conditional Offer Charges
0.10% Stamp Duty
HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB20.00 handling charges
RMB products: offer amount x exchange rate x stamp duty / exchange rate
N/A
CCASS Depository Services
Items
Charges
Min.∕Max. Charges
Settlement Instruction
Free of charges for stock deposit via CCASS (including RMB products)
N/A
Settlement Instruction
0.002% CCASS clearing fee
HK$/RMB40.00 stock withdrawal via CCASS
RMB products: stock market value x exchange rate x CCASS clearing fee
Min. HK$/RMB42.00
Investor Settlement Instruction
Free of charges (including RMB products)
N/A
Other Services
Items
Charges
Min.∕Max. Charges
eipo Application
HK$/RMB50.00 per transaction
N/A
IPO Margin Financing
HK$/RMB100.00 per transaction
N/A
Telegraph Transfer/Chats
HK$/RMB100.00 per remittance (does not include bank charges)
for RMB remittance services, please contact us for further information
N/A
Return Cheque Charges
HK$/RMB50.00 per transaction
N/A
Large amount/
quantity stock storage
Be determined and agreed with customer
N/A
Bonds Trading & Related Services
Items
Charges
Min.∕Max. Charges
Bonds Trading
Be determined and agreed with customer
N/A
Custodian Services
Nominal Value x 0.05% / 12 per month
HK$100/monthly min.
Settlement Instruction
HK$1,000 for each transaction
N/A
Interest Collection
Free of charges
N/A
Redemption
Free of charges
N/A
Remarks:
1) Our Company will time to time to review the service charges without prior notice.
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