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Service Fees
Fees & Charges  
Effective date on 17 November 2014 (The Following Fees & Charges is applicable to RMB Products)  
   
General Transactions
Items Charges
Min.∕Max. Charges
Basic Commission 0.25% on gross consideration
0.25% on gross consideration of RMB Products 
(For large amount turnover, be determined and agreed with customer)

Min.HK$/RMB100.00
Stamp Duty 0.10% on gross consideration (rounded up to the nearest dollar)
RMB products: gross consideration x exchange rate x stamp duty / exchange rate
N/A
CCASS Settlement Fee 0.004% on gross consideration* (including RMB products)
Min. HK$/RMB3.00
Max.HK$/RMB100.00
SFC Transaction Levy 0.0027% on gross consideration (including RMB products)
N/A
HKEX Trading Fee 0.005% on gross consideration (including RMB products)
N/A
 
 
Shanghai Shenzhen Stocks Trading Costs
Items Charges
Min.∕Max. Charges
Basic Commission 0.25% on gross consideration
(or determined and agreed with customer)

Min./RMB100.00
Handling Fee 0.00487% on gross consideration (Shanghai Shenzhen Stock Exchange)
N/A
SEC  Charges 0.002% on gross consideration (China Securities Regulatory)
          N/A
Transfer Fee 0.004% on gross consideration (ChinaClear) N/A
Stamp Duty 0.1% on gross consideration Only sellers ( State Administration of Taxation)
N/A
 
Nominee Services
Items Charges
Min.∕Max. Charges
Transfer Deed HK$5.00 for each transfer deed (including RMB products)
RMB products: each transfer deed / exchange rate		 N/A
Physical Stock Withdrawal HK$5.00 per broad lot* (including RMB products)
Min. HK$5.00
Physical Stock Registration Fee HK$5.00 per shares certificate* (including RMB products)
HK$200.00 per each Registrar (including RMB products)
Min. HK$200.00
CCASS Registration Fee HK$1.5 per broad lot (including RMB products)
Min.
HK$1.50
Cash / Scrip Dividend Collection Fee HK$1.50 per broad lot (including RMB products)
0.50% of cash dividend collection fee* (including RMB products)
HK$/RMB20.00 handling changes
RMB products: dividend amount x exchange rate x dividend collection fee
N/A
Dividend / Bonus Claim Fee 0.50% dividend collection fee* (including RMB products)
HK$/RMB200.00 handling charges (does not include CCASS handling charges)
RMB products: dividend amount x exchange rate x dividend collection fee
N/A

Rights/Warrant/Covered Warrant Subscriptions

HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB20.00 handling charges
N/A 
Special / Conditional Offer Charges 0.10% Stamp Duty
HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB20.00 handling charges
RMB products: offer amount x exchange rate x stamp duty / exchange rate
N/A

 

 

  
   
CCASS Depository Services
Items Charges
Min.∕Max. Charges
Settlement Instruction Free of charges for stock deposit via CCASS (including RMB products)
N/A
Settlement Instruction 0.002% CCASS clearing fee
HK$/RMB40.00 stock withdrawal via CCASS
RMB products: stock market value x exchange rate x CCASS clearing fee

Min. HK$/RMB42.00
Investor Settlement Instruction Free of charges (including RMB products)
N/A
 
   
Other Services
Items Charges
Min.∕Max. Charges
eipo Application HK$/RMB50.00 per transaction
N/A
IPO Margin Financing HK$/RMB100.00 per transaction
N/A
Telegraph Transfer/Chats HK$/RMB100.00 per remittance (does not include bank charges)
for RMB remittance services, please contact us for further information
N/A
Return Cheque Charges HK$/RMB50.00 per transaction
N/A
Large amount/
quantity stock storage		 Be determined and agreed with customer
N/A
 
   
Bonds Trading & Related Services
Items Charges
Min.∕Max. Charges
Bonds Trading Be determined and agreed with customer N/A
Custodian Services Nominal Value x 0.05% / 12 per month
HK$100/monthly min.
Settlement Instruction HK$1,000 for each transaction
N/A
Interest Collection Free of charges
N/A
Redemption Free of charges
N/A
 
   
Remarks: 1) Our Company will time to time to review the service charges without prior notice.
  2) *Include the agent fees.