Effective date on 30 June 2025 (The Following Fees & Charges is applicable to RMB Products)
General Transactions
Items
Charges
Min.∕Max. Charges
Basic Commission
0.25% on gross consideration
0.25% on gross consideration of RMB Products
(For large amount turnover, be determined and agreed with customer)
Min.HK$/RMB100.00
Stamp Duty
0.1% on gross consideration (rounded up to the nearest dollar)
RMB products: gross consideration x exchange rate x stamp duty / exchange rate
N/A
CCASS Settlement Fee
0.0042% on gross consideration* (including RMB products)
N/A
SFC Transaction Levy
0.0027% on gross consideration (including RMB products)
N/A
HKEX Trading Fee
0.00565% on gross consideration (including RMB products)
N/A
FRC Trading Fee
0.00015% on gross consideration* (including RMB products)
N/A
Italian Financial Transaction Tax (buy side only) (collected by Italian Government) effective day 1st March 2013
0.2% on the net increase of settlement amount (Based on daily net increase of customer’s beneficial holding of the same share on each settlement day times weighted average purchase price) *applicable to company listed in HKEx with market capitalization over Euro 50M
N/A
Hong Kong IPO Grey Market Trading
Items
Charges
Min.∕Max. Charges
Basic Commission
0.125% on top of Transaction amount payable
Min. HKD 100.00
Shanghai Shenzhen Stocks Trading Costs
Items
Charges
Min.∕Max. Charges
Basic Commission
0.25% on gross consideration
(or determined and agreed with customer)
Min./RMB100.00
Handling Fee
0.00341% on gross consideration (Shanghai Shenzhen Stock Exchange)
N/A
SEC Charges
0.002% on gross consideration (China Securities Regulatory)
N/A
Transfer Fee
0.004% on Par Value (ChinaClear 0.002% & Hong Kong Clear 0.002%)
N/A
Stamp Duty
0.05% on gross consideration Only sellers ( State Administration of Taxation)
N/A
Global Markets
Items
Charges
Min.∕Max. Charges
United States, Germany, Europe, United Kingdom, Australia, Canada, Japan, South Korea, Thailand, Malaysia, Indonesia, Philippines
Commission : 0.25% - 1.00% on gross consideration
(or determine and agreed with customer)
Plus exchange or platform fee ( if any)
N/A
Nominee Services
Items
Charges
Min.∕Max. Charges
Transfer Deed
HK$5.00 for each transfer deed (including RMB products)
RMB products: each transfer deed / exchange rate
N/A
Physical Stock Withdrawal
HK$5.00 per broad lot* (including RMB products)
Additional Handling Fee HK$150.00
Physical Stock Registration Fee
HK$5.00 per shares certificate* (including RMB products)
HK$200.00 per each Registrar (including RMB products)
Min. HK$300.00
CCASS Registration Fee
HK$1.5 per broad lot (including RMB products)
Min.
HK$1.50
Cash / Scrip Dividend Collection Fee
HK$1.50 per broad lot (including RMB products)
0.50% of cash dividend collection fee* (including RMB products)
HK$/RMB25.00 handling changes
RMB products: dividend amount x exchange rate x dividend collection fee
N/A
Dividend / Bonus Claim Fee
0.50% dividend collection fee* (including RMB products)
HK$/RMB200.00 handling charges (does not include CCASS handling charges)
RMB products: dividend amount x exchange rate x dividend collection fee
N/A
Rights/Warrant/Covered Warrant Subscriptions
HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB25.00 handling charges
N/A
Special / Conditional Offer Charges
0.10% Stamp Duty
HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB25.00 handling charges
RMB products: offer amount x exchange rate x stamp duty / exchange rate
N/A
CCASS Depository Services
Items
Charges
Min.∕Max. Charges
Settlement Instruction
Free of charges for stock deposit via CCASS (including RMB products)
N/A
Settlement Instruction
0.002% CCASS clearing fee
HK$/RMB150.00 stock withdrawal via CCASS
RMB products: stock market value x exchange rate x CCASS clearing fee
Min. HK$/RMB150.00
Investor Settlement Instruction
Free of charges (including RMB products)
N/A
Other Services
Items
Charges
Min.∕Max. Charges
eipo Application
HK$/RMB50.00 per transaction
N/A
IPO Margin
HK$/RMB100.00 per transaction
N/A
Telegraph Transfer/Chats
HK$/RMB100.00 per remittance (does not include bank charges)
for RMB remittance services, please contact us for further information
N/A
Return Cheque Charges
HK$/RMB100.00 per transaction
N/A
Large amount/
quantity stock storage
Be determined and agreed with customer
N/A
Bonds Trading & Related Services
Items
Charges
Min.∕Max. Charges
Bonds Trading
Be determined and agreed with customer
N/A
HK$5,000 per year (round up to a full year if it is less than 12 months)
N/A
Settlement Instruction
HK$1,000 for each transaction
N/A
Interest Collection
HK$40.00 per transaction plus 0.5% purcharge
N/A
Corporate Action
HK$1,200.00 per transaction
N/A
Share Conversion
HK$1,000.00 per transaction
N/A
Title Transfer
HK$1,000.00 per transaction
N/A
Miscellaneous
Surcharger of Monthly
Statement
By post : HK$30.00 per month
By email: free of charge
N/A
Reissue of monthly
Statement
HK$30.00 / copy
N/A
Proffer monthly
Statement
HK$100.00 / request
N/A
Inactive Account
HK$300.00 / p.a.
N/A
Redemption
HK$600.00 / US$80.00
N/A
notification to
immigration department
HK$1,000.00 per transaction
Min. HK$10,000 / p.a.
General/Special Meeting Voting Instruction
Hong Kong Market – HK$100
Taiwan Market – TWD2,000
N/A
Audit Confirmation Letter
HK$100 per letter
N/A
Remarks:
1) We may update our fee schedule from time to time without prior notice.
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