Service Fees
Fees & Charges |
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Effective date on 1 August 2021 (The Following Fees & Charges is applicable to RMB Products) |
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General Transactions |
Items |
Charges |
Min.∕Max. Charges
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Basic Commission |
0.25% on gross consideration
0.25% on gross consideration of RMB Products
(For large amount turnover, be determined and agreed with customer) |
Min.HK$/RMB100.00
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Stamp Duty |
0.13% on gross consideration (rounded up to the nearest dollar)
RMB products: gross consideration x exchange rate x stamp duty / exchange rate |
N/A
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CCASS Settlement Fee |
0.004% on gross consideration* (including RMB products) |
Min. HK$/RMB3.00
Max.HK$/RMB100.00
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SFC Transaction Levy |
0.0027% on gross consideration (including RMB products) |
N/A
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HKEX Trading Fee |
0.005% on gross consideration (including RMB products) |
N/A
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Shanghai Shenzhen Stocks Trading Costs |
Items |
Charges |
Min.∕Max. Charges
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Basic Commission |
0.25% on gross consideration
(or determined and agreed with customer) |
Min./RMB100.00
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Handling Fee |
0.00487% on gross consideration (Shanghai Shenzhen Stock Exchange) |
N/A
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SEC Charges |
0.002% on gross consideration (China Securities Regulatory) |
N/A
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Transfer Fee |
0.004% on gross consideration (ChinaClear) |
N/A |
Stamp Duty |
0.1% on gross consideration Only sellers ( State Administration of Taxation) |
N/A
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Nominee Services |
Items |
Charges |
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Transfer Deed |
HK$5.00 for each transfer deed (including RMB products)
RMB products: each transfer deed / exchange rate |
N/A |
Physical Stock Withdrawal |
HK$5.00 per broad lot* (including RMB products) |
Min. HK$5.00
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Physical Stock Registration Fee |
HK$5.00 per shares certificate* (including RMB products)
HK$200.00 per each Registrar (including RMB products) |
Min. HK$200.00
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CCASS Registration Fee |
HK$1.5 per broad lot (including RMB products) |
Min.
HK$1.50
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Cash / Scrip Dividend Collection Fee |
HK$1.50 per broad lot (including RMB products)
0.50% of cash dividend collection fee* (including RMB products)
HK$/RMB20.00 handling changes
RMB products: dividend amount x exchange rate x dividend collection fee |
N/A
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Dividend / Bonus Claim Fee |
0.50% dividend collection fee* (including RMB products)
HK$/RMB200.00 handling charges (does not include CCASS handling charges)
RMB products: dividend amount x exchange rate x dividend collection fee |
N/A
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Rights/Warrant/Covered Warrant Subscriptions
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HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB20.00 handling charges
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N/A
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Special / Conditional Offer Charges |
0.10% Stamp Duty
HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB20.00 handling charges
RMB products: offer amount x exchange rate x stamp duty / exchange rate |
N/A
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CCASS Depository Services |
Items |
Charges |
Min.∕Max. Charges
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Settlement Instruction |
Free of charges for stock deposit via CCASS (including RMB products) |
N/A
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Settlement Instruction |
0.002% CCASS clearing fee
HK$/RMB40.00 stock withdrawal via CCASS
RMB products: stock market value x exchange rate x CCASS clearing fee |
Min. HK$/RMB42.00
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Investor Settlement Instruction |
Free of charges (including RMB products) |
N/A
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Other Services |
Items |
Charges |
Min.∕Max. Charges
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eipo Application |
HK$/RMB50.00 per transaction |
N/A
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IPO Margin Financing |
HK$/RMB100.00 per transaction |
N/A
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Telegraph Transfer/Chats |
HK$/RMB100.00 per remittance (does not include bank charges)
for RMB remittance services, please contact us for further information |
N/A
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Return Cheque Charges |
HK$/RMB50.00 per transaction |
N/A
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Large amount/
quantity stock storage |
Be determined and agreed with customer |
N/A
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Bonds Trading & Related Services |
Items |
Charges |
Min.∕Max. Charges
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Bonds Trading |
Be determined and agreed with customer |
N/A |
Custodian Services |
Nominal Value x 0.05% / 12 per month |
HK$100/monthly min.
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Settlement Instruction |
HK$1,000 for each transaction |
N/A
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Interest Collection |
Free of charges |
N/A
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Redemption |
Free of charges |
N/A
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Remarks: |
1) Our Company will time to time to review the service charges without prior notice. |
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2) *Include the agent fees. |
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