Service Fees

Fees & Charges

 

Effective date on 1 January 2025 (The Following Fees & Charges is applicable to RMB Products)

 

 

 

General Transactions

Items

Charges

Min.∕Max. Charges

Basic Commission

0.25% on gross consideration
0.25% on gross consideration of RMB Products 
(For large amount turnover, be determined and agreed with customer)

Min.HK$/RMB100.00

Stamp Duty

0.1% on gross consideration (rounded up to the nearest dollar)
RMB productsgross consideration x exchange rate x stamp duty / exchange rate

N/A

CCASS Settlement Fee

0.004% on gross consideration* (including RMB products)

Min. HK$/RMB3.00
Max.HK$/RMB100.00

SFC Transaction Levy

0.0027% on gross consideration (including RMB products)

N/A

HKEX Trading Fee

0.00565% on gross consideration (including RMB products)

N/A

FRC Trading Fee

0.00015% on gross consideration* (including RMB products)

N/A

Italian Financial Transaction Tax (buy side only) (collected by Italian Government) effective day 1st March 2013

0.2% on the net increase of settlement amount (Based on daily net increase of customer’s beneficial holding of the same share on each settlement day times weighted average purchase price) *applicable to company listed in HKEx with market capitalization over Euro 50M

N/A

 

 

Hong Kong IPO Grey Market Trading

Items

Charges

Min.∕Max. Charges

Basic Commission

0.125% on top of Transaction amount payable

Min. HKD 100.00

 

 

Shanghai Shenzhen Stocks Trading Costs

Items

Charges

Min.∕Max. Charges

Basic Commission

0.25% on gross consideration
(or determined and agreed with customer)

Min./RMB100.00

Handling Fee

0.00341% on gross consideration (Shanghai Shenzhen Stock Exchange)

N/A

SEC  Charges

0.002% on gross consideration (China Securities Regulatory)

N/A

Transfer Fee

0.004% on Par Value (ChinaClear 0.002% & Hong Kong Clear 0.002%)

N/A

Stamp Duty

0.05% on gross consideration Only sellers ( State Administration of Taxation)

N/A

 

Global Markets

Items

Charges

Min.∕Max. Charges

United States, Germany, Europe, United Kingdom, Australia, Canada, Japan, South Korea, Thailand, Malaysia, Indonesia, Philippines

Commission : 0.25% - 1.00% on gross consideration

(or determine and agreed with customer)

Plus exchange or platform fee ( if any)

N/A

 

 

 

 

 

Nominee Services

Items

Charges

Min.∕Max. Charges

Transfer Deed

HK$5.00 for each transfer deed (including RMB products)
RMB productseach transfer deed / exchange rate

N/A

Physical Stock Withdrawal

HK$5.00 per broad lot* (including RMB products)

Min. HK$5.00

Physical Stock Registration Fee

HK$5.00 per shares certificate* (including RMB products)
HK$200.00 per each Registrar (including RMB products)

Min. HK$200.00

CCASS Registration Fee

HK$1.5 per broad lot (including RMB products)

Min.
HK$1.50

Cash / Scrip Dividend Collection Fee

HK$1.50 per broad lot (including RMB products)
0.50% of cash dividend collection fee* (including RMB products)
HK$/RMB25.00 handling changes
RMB productsdividend amount x exchange rate x dividend collection fee

N/A

Dividend / Bonus Claim Fee

0.50% dividend collection fee* (including RMB products)
HK$/RMB200.00 handling charges (does not include CCASS handling charges)
RMB productsdividend amount x exchange rate x dividend collection fee

N/A

Rights/Warrant/Covered Warrant Subscriptions

HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB25.00 handling charges

N/A 

Special / Conditional Offer Charges

0.10% Stamp Duty
HK$0.80 CCASS corporation fee per board lot (including RMB products)
HK$/RMB25.00 handling charges
RMB productsoffer amount x exchange rate x stamp duty / exchange rate

N/A

 

 

 

 

CCASS Depository Services

Items

Charges

Min.∕Max. Charges

Settlement Instruction

Free of charges for stock deposit via CCASS (including RMB products)

N/A

Settlement Instruction

0.002% CCASS clearing fee
HK$/RMB150.00 stock withdrawal via CCASS
RMB productsstock market value x exchange rate x CCASS clearing fee

Min. HK$/RMB150.00

Investor Settlement Instruction

Free of charges (including RMB products)

N/A

 

 

 

Other Services

Items

Charges

Min.∕Max. Charges

eipo Application

HK$/RMB50.00 per transaction

N/A

IPO Margin

HK$/RMB100.00 per transaction

N/A

Telegraph Transfer/Chats

HK$/RMB100.00 per remittance (does not include bank charges)
for RMB remittance services, please contact us for further information

N/A

Return Cheque Charges

HK$/RMB50.00 per transaction

N/A

Large amount/
quantity stock storage

Be determined and agreed with customer

N/A

 

 

 

Bonds Trading & Related Services

Items

Charges

Min.∕Max. Charges

Bonds Trading

Be determined and agreed with customer

N/A

 

HK$1,000 per year (round up to a full year if it is less than 12 months)

N/A

Settlement Instruction

HK$1,000 for each transaction

N/A

Interest Collection

HK$40.00 per transaction plus 0.5% purcharge

N/A

Corporate Action

HK$1,200.00 per transaction

N/A

Share Conversion

HK$1,000.00 per transaction

N/A

Title Transfer

HK$1,000.00 per transaction

N/A

 

Miscellaneous

 

Surcharger of Monthly

Statement

By post : HK$30.00 per month

By email: free of charge

N/A

Reissue of monthly

Statement

HK$30.00 / copy

N/A

Proffer monthly

Statement

HK$100.00 / request

N/A

Inactive Account

HK$300.00 / p.a.

N/A

Redemption

HK$600.00 / US$80.00

N/A

notification to

immigration department

HK$1,000.00 per transaction

Min. HK$10,000 / p.a.

 

 

 

Remarks:

1) Our Company will time to time to review the service charges without prior notice.

 

2) *Include the agent fees.